Exclusive-US SEC nearing settlement with Wall Street firms over WhatsApp probe -sources
By Chris Prentice and Carolina Mandl NEW YORK (Reuters) -The U.S. Securities and Exchange Commission (SEC) is finalizing settlements with around two dozen Wall Street firms to resolve investigations into record-keeping lapses, said two people with knowledge of the matter. The settlements with broker-dealers and investment advisers would mark the latest enforcement action in the SEC’s two-year crackdown on Wall Street’s use of WhatsApp and other unapproved messaging apps that […]